Stock Broker Fraud Blog: SEC Director Erik Sirri Says Direct Market Access Systems Guidance For Broker-Dealers Is In The Works :: Stock Broker Fraud Blog
SEC Director Erik Sirri Says Direct Market Access Systems Guidance For Broker-Dealers Is In The Works :: Stock Broker Fraud Blog SEC Director Erik Sirri Says Direct Market Access Systems Guidance For Broker-Dealers Is In The Works At a Security Traders Association conference in Washington DC earlier this month, the Securities and Exchange Commission’s Division of Trading and Markets Director Erik Sirri told broker-dealers to “look for guidance” when using direct access systems when making trades.
