OSC reasons: review of RS Inc hearing decision: rad_20080521_berryd.pdf (application/pdf Object)

rad_20080521_berryd.pdf (application/pdf Object)

[52] The following issues arise from the Application and the responses thereto:
(a) What is the Commission’s role under section 21.7 of the Act and what approach should be taken by the Commission when asked to review a preliminary decision of an SRO, in the context of an ongoing SRO proceeding?

Comments »

The URI to TrackBack this entry is: http://bankscompliance.blogsome.com/2008/05/23/osc-reasons-review-of-rs-inc-hearing-decision-rad_20080521_berrydpdf-applicationpdf-object/trackback/

No comments yet.

RSS feed for comments on this post.

Leave a comment

Line and paragraph breaks automatic, e-mail address never displayed, HTML allowed: <a href="" title=""> <abbr title=""> <acronym title=""> <b> <blockquote cite=""> <code> <em> <i> <strike> <strong>



Anti-spam measure: please retype the above text into the box provided.